Trade compliance

Results: 881



#Item
621Direct marketing / Oba / Advertising network / Internet privacy / Federal Trade Commission / FTC regulation of behavioral advertising / Technology / Government / Business / Privacy / Policy / Privacy policy

COMPLIANCE WARNING SUBJECT: Responsibilities of First Parties for Notice of Third-Party Data Collection for Online Behavioral Advertising on Their Websites I. Introduction The Online Interest-Based Advertising Accountabi

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Source URL: www.asrcreviews.org

Language: English - Date: 2013-10-10 15:57:51
622Management / Customs Trade Partnership against Terrorism / Animal and Plant Health Inspection Service / Supply chain security / International Plant Protection Convention / Pallet / U.S. Customs and Border Protection / Dunnage / Supply chain management / Business / Technology

Customs-Trade Partnership Against Terrorism Non-Compliance Wood Packing Material The Customs-Trade Partnership Against Terrorism (C-TPAT) program is one layer in U.S. Customs and Border Protection’s (CBP) multi-layere

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Source URL: www.cbp.gov

Language: English - Date: 2014-07-18 09:37:09
623Security seal / Technology / Customs Trade Partnership against Terrorism / Business / Accreditation / Seal / Supply chain security / Supply chain management / Packaging / Management

Customs-Trade Partnership Against Terrorism Compliance With ISO’s[removed]Standards for High Security Seals The Customs-Trade Partnership Against Terrorism (C-TPAT) program is one layer in U.S. Customs and Border Protec

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Source URL: www.cbp.gov

Language: English - Date: 2014-04-29 13:30:10
624Military technology / United States Department of Commerce / International Traffic in Arms Regulations / Weapons / Technology / International relations / Export / Automated Export System / U.S. Customs and Border Protection / International trade / Business / Identifiers

Export Control Review of International Shipments When shipping any tangible items on behalf of ISU to any location outside the U.S., ISU must ensure compliance with the international shipping requirements that are set ou

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Source URL: www.compliance.iastate.edu

Language: English - Date: 2014-07-15 14:41:22
625Financial Industry Regulatory Authority / Financial system / Securities Exchange Act / Business / U.S. Securities and Exchange Commission / Trade Reporting And Compliance Engine / Selling away / United States securities law / Self-regulatory organizations / Financial regulation

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]August 2, 2012 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Withdrawal of Proposed Rule Cha

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Source URL: www.sec.gov

Language: English - Date: 2012-08-03 09:29:48
626Financial economics / Financial Industry Regulatory Authority / Securities Exchange Act / Registered representative / Self-regulatory organization / U.S. Securities and Exchange Commission / Securities regulation in the United States / NASDAQ / Trade Reporting And Compliance Engine / United States securities law / Business / Economy of the United States

Order Approving a Proposed Rule Change Adopting FINRA Rules Regarding Books and Records in the Consolidated FINRA Rulebook

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Source URL: www.sec.gov

Language: English - Date: 2011-01-28 15:50:04
627Trade Reporting And Compliance Engine / Securities Exchange Act / Business / Financial Industry Regulatory Authority / U.S. Securities and Exchange Commission / Self-regulatory organization / Selling away / Securities regulation in the United States / United States securities law / Financial regulation / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]January 30, 2013 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Perio

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Source URL: www.sec.gov

Language: English - Date: 2013-01-31 07:00:43
628Financial system / Securities / Finance / Financial Industry Regulatory Authority / Securities Exchange Act / Securities research / U.S. Securities and Exchange Commission / Selling away / Trade Reporting And Compliance Engine / United States securities law / Financial economics / Self-regulatory organizations

Order Approving Proposed Rule Change to Adopt FINRA Rule[removed]Trading Ahead of Research Reports) in the Consolidated FINRA Rulebook (Release No[removed]; File No. SR-FINRA[removed])

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Source URL: www.sec.gov

Language: English - Date: 2009-01-15 18:47:22
629Securities Exchange Act / Securities regulation in the United States / Financial system / U.S. Securities and Exchange Commission / Business / Self-regulatory organization / Selling away / Trade Reporting And Compliance Engine / United States securities law / Financial regulation / Financial Industry Regulatory Authority

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2010-10-26 10:49:42
630Financial system / Business / Securities Exchange Act / Self-regulatory organization / U.S. Securities and Exchange Commission / Selling away / Trade Reporting And Compliance Engine / United States securities law / Financial regulation / Financial Industry Regulatory Authority

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]November 30, 2009 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Appoving Proposed Rule Change to

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Source URL: www.sec.gov

Language: English - Date: 2009-12-02 10:19:05
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